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ROBERTS.ARNS 1 (#6507I, rsa@rnslaw. com) JONAT}IANE. DAVIS z (#l 91346,jed@amsl aw.com) S]EVEN R- WEINMA}IN J (#190956, srw@arnslaw. com) TI{E ARNSLAW F'IRM 4 515FolsomStreet,3rd Floor CA 94IAs SanFrancisco, ) Tel: (415)495-7800 Fax: (415)495-7888
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JONAT}IANM, JAFFE,ESQ. (# 267An,
[email protected]) JONATHAN JAX'F'ELAW 3055HillegassAvenue Cy'^94705 Berkeley, Telephone : (510) 725- 4293 Attorneysfor Plaintiffs
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SUPERIOR COURTOF TI{E STATEOFCALIFORMA
L2 13 l4
IN AND FORTIIE COUNTYOF SANTACLARA ANGEL FRALEY, PAUL WANG, ANdSUSAN MAINZER, individually and on behalf of all others similarly situated,
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Plaintiffs,
17llv s . andDOES1-100, INC,a corporation, 1g ll FACEBOOK,
cASENo.i" J.]. u ti I" s 6 n s
CLASSACTTONCOMPLAINTFOR DAMAGES I.CAL.Cry. CODE$ 3344 2.UNFAIRCOMPETITION 3.I.INJUST ENRICHMENT Jury Trial Demanded
Defendants.
Page1 FORDAMAGES CLASSACTIONCOMPLAINT
I
l.
Plaintiffs ANGEL FRALEY, PATIL WANG and SUSANMAINZER ("Plaintiffs") on behalf
2
themselvesand all others similarly situated,and make the following allegationson infonrration
)
belief,exceptasto allegationspertainingto Plaintiffs,which arebasedon personalknowledge:
4
I. INTRODUCTION Inc. (hereafter,"FACEBOOK") Plaintiffsbring this classactioncomplaintagainstFacebook,
)
2.
6
appropriatingthe names,photographs,iikenessesand identitiesof Plaintiffs to
7
services or brands for a commercial purpose without Plaintiffs' consent,for unfair and decepti
8
businesspractices,and in violation of FACEBOOK's agreementwith Plaintiffs, accepted
9
staodards,and statelaw.
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3.
substantialprofit in a schemeto or sell productsor servicesor brands, II. JIruSDICTION AND YENUE
12 13 t4 15 t6 t7 18 19
FACEBOOKintentionallyandknowingly conductedsuchactionswithoutPlaintiffs' consentfi
4.
This Court has personaljurisdiction over FACEBOOKbecause(a) a substantialportion of
wrongdoingallegedin this complainttook placein this state,andO) FACEBOOKis authorizedto businesshere, has sufficient minimum swith this state,and/orothenviseintentionallyavai itself of the marketsin this statethroughthe promotion,marketingandsaleof productsand services this state,to renderthe exerciseof jwisdiction by this Courtpermissibleundertaditional notionso fair play andsubstantialjustice. 5.
Venue is proper in this County under the Califomia Codeof Civil Proceduresection395
jurisdiction, Business& ProfessionsCodesection17203becausethis Courtis a courtof competent
20
andprincipalplaceof business FACEBOOK'sheadquarters is in theCityof PaloAlto, because
2l
of SantaClara"Stateof Califomia.
22
ru. PARTIES
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6.
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memberof Seattle,Washingonin King County.Ms. Fraleyhasbeen,andstill is, a ed
25
facebook.com web site (hereafter,"FACEBOOK") sincebeforeJanuary25,2011.At all relevantti
26
herein,Ms. Fraleywas a Facebookmemberwho, on oneor nore occasionsdwing the classperiod,i
27 ?Q
Plaintiff Angel Fraley is a citizen and residento Individual PlaintifflClass Reoresentatives.
Page2 FORDAMAGES CLASSACTIONCOMPLAINT
1 2 3 4 5 6 7 8 9
her city of residence,accessedFacebookas a edmemberto "Post",employthe"Like" employ a partner application, or in various locations within the state of \\'ashington,utilize FACEBOOK "Check-in" feature to post her geographicallocation to her FacebookNews F Sometimelater, FACEBOOK causedher name, photograph,likenessor identity to appearin SponsoredStory as an endorsementfor a paid ment,and causedthat mentto shownto one or more "FacebookFriends"within the stateof Washington,Californi1 andthe rest the United States. 7.
Plaintiff SusanMainzer is a citizen and residentof Los Angeles,Califomia in Los
County. Ms. Mainzer has been,and still is, a edFacebookincebefore lanuny 25 2011. At all relevant times herein, Ms. Mainzer was a Facebookmember that, on one or mo
l0
occasionsduring the class period. in her city of residence,accessedfacebook.comas a regi
1l
memberto "Post", employ the "Like" function, employ a parher application,or in various
l2
within Califomia, utilize the Facebook"Check-in" featureto post her geographicallocationto
13
FacebookNews Feed,Sometimelater,FACEBOOK causedhername,photograph,likenessor
t4
to appear in a Sponsored Story as an endorsementfor a paid ment,and caused
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ment to be shownto oneor more "FacebookFriends"within andoutsideof Califomia.
16
8.
17
incebeforeJanuary25,2011.At Wanghasbeen,and still is, a edFacebook
18
relevanttimesherein,Mr. Wangwasa Facebook memberthat,on oneor moreoccasions during
19 20 2t 22 23 24 25 26 27
Plaintiff Paul Wang is a citizen and residentof Oakland,Califomia in AlamedaCounty.Mr
facebook.com classperiod,in his stateof residence,accessed asa edmemberto "Post",em fhe "Like" function,employ a parhrerapplication,or in variorrslocationswithin Califomia,utilize Facebook"Check-in" featureto post his geographicallocationto his FacebookNewsFeed.Someti
or identityto appear his name,photograph, likeness later,FACEBOOKcaused in a Sponsored Story an endorsementfor a paid ment,and causedthat ment to be shownto one or "FacebookFriends"within andoutsideof California. 9.
DefendantFacebook, Inc. is a Califomia corporationthat maintains its headquarters
principal place of businessin Palo Alto, Califomia. FACEBOOK conductsbusiness Califomia the nationandthe world. FACEBOOKoperatestheInternetsitefacebook.com. Page3 CLASSACTION COMPLAINTFOR DAMAGES
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10,
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DefendantDoes I through 100. Plaintiffs are unawareof the true namesandcapacitiesof
1 through 100,inclusive,andthereforesuesuchdefendantsby fictitious names.Plaintiffswill the complaintto show the true nzrmes andcapacifiesof the fictitiouslynameddefendants whenthey asceriained.Plaintiffs are infomredand believe, andon that basisallege,that Does1 through100 agents,t employers,co-conspirators, employeesandlorrepresentatives of the named Plaintiff is inforrred and believes,and on that basisalleges,thatthe fictitiouslynameddefendants liable to plaintiffand the class,andeachof them,forthe conductanddamages allegedherein, W. F'ACTUALALLEGATIONS
8
11. DefendantFACEBOOK owns aud operatesthe world's largestsocial networkingsi
9
facebook,com. FACEBOOKrequiresIntemet s of its site to (who then
10
"') in order to post contentto the site, establishsocialnetworkrelationshipswithin ttre
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and view most of the contentproducedby other Facebook,receivean
12
presenceon Facebookwherethey canexchangehighly personalmessages tbroughtext, images,
13
and video, and display equally personalphotos, to an explicitly identified group of friends, family
l4
acquaintances, aswell asthoseoutsideof thisgroup.Facebook hasbecome anintegralpartof theli
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600 million peoplearoundthe world andhas becomethe de facto method of approximately
16
communicationamong friends for a significant portion of these.Facebookhas over I
t7
million in the United States.Over 14million of theseareminors.
t8 t9 20 ZI
I2.
to submittheir true names,email addresses, birth dates,andgenderin orderto . 13.
23 24 25 26 27 1e
A membergets a "Profile" page.This Profile pagedisplaysNews Feedsfrom other F
. Thepartof theProfilepagethatdisplaysthisinforrnation is calledthe"Wall." 14.
22
To becomea memberof Facebook,personsmust a profile. FACEBOOKrequires
are connectedto otherin relationships called"Friends."A Friendis
to whom you have given explicit perrnissionto post contentto your "Wall," to seeinformation you, andto sendyou messages.
15. A membermay post infonnation-text images,weblinks, and video information-using variety of methods.This informationbecomespart of the member's"News Feed,"which can be by otherpersonswith whom the memberhasa relationshipasaFriend. Page4 CLASSACTION COMPLAINTFOR DAMAGES
I 2 3
16.
FACEBOOK sells hiehly targetedadvertisingservicesthat place ads on 'Walls
otherpages.FACEBOOK eqjoyssubstantialprofits from this. 17.
FACEBOOK offers a variety of featuresthat are enabledby default.F
requiresto proactivelydisablethosefeaturesif do not want to employthem.
4 5 6 7 8 9
feafuresinclude"Places,""Check-in" and"Like." Many otherfeaturescannotbedisabled.
18. Postingis themainmethodof interacting with Facebook andis a featurethatis always A memberPostsby addingtext images, weblinks,andvideoinformation to hisor herNewsFeed. 19.
locationwithin "Check-in"allowsa memberto announce to Friendshisor hergeographical
featue Places.This informationis alsofed into the member'sNewsFeed.The locationsare linked to businessestablishments. "Check-in" is enabledby default.
10
20.
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on third party sites).Whenclick on Like buttons,theymakeconnections to the "Liked" i
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Connectionsappearin the 'NewsFeeds.
13
21.
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that allows to seewherehis or her friends are and sharehis or her actual,physicalI
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Using Placespoststhis informationto the member'sNews Feed.
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"Like" is a button which can appearon webpagesbothinsideandoutsideof Facebook(that
On or aroundAugust 18, 2010,FACEBOOKreleasedthefeaturePlaces."Places"is a
On or arcund January 25, 2011, FACEBOOK launcheda new advertisingservice
on their Friends'pages "SponsoredStories."It fums 'actionsinto an endorsedment
Likes, Checks-in,or usesan applicationthat integrateswith SponsoredStories 1 8 When a memberPosts,
t9 20 21 22
way, the posted and the content relatesto an rin someprogrammatically-deterrrined alongwith the member'sprofile imageandnameappearsas anendorsement in a paid ment the pagesviewedby someor all of the Friendsof that member. 23.
The SponsoredStoriesserviceis enabledfor all .areunableto opt-outof
service.
23 24 25 26 27 19
24.
FACEBOOK's of use are comprisedof the Statementof Rights and Responsibiliti
(http://www.facebook.com/policy,php (http:i/wrvw.facebook.com/.php?reFp0, and a variety of referencesfound with tremendousdifficulty-if at all-throughout the Facebooksi (collectivelyreferredto as "of Use" hereafter.) Page5 FORDAMAGES CLASSACTIONCOMPLAINT
I
25.
FACEBOOK's of Use intentionallymisleada memberto believemernberscan
the useof their nameandprofile pictwe in ments: You can use your privacy settingsto limit how your nameand profile picture may be associatedwith commercial,sponsored,or related content(such as a brund you like) servedor enhancedby us. You give us permissionto useyour nameandprofile pichrrein connectionwith that contenf subjectto the limits you place.
3 4 5 6
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Statementof RightsandResponsibiliiies,Section10.1http://www,facebook.com/.php?retspf 26.
RegardingPostsby a member,The states,"You cancontol exactlywho can
it at the tine you createit." (PrivacyPolicy, Section3 h@://www.facebook.com/policy.php). 27.
In spiteof the abovemisleadingassertionsin the of Use,a membercannotpreventa
Like, Check-inor other FACEBOOK applicationfrom takinga member'snarne,photograph,li
11 t2 l3
for a SponsoredStory.From a buriedHelp Centerpage, or identity and using it as an endorsement connectedby any link within the or Statementof Rights and Responsibilities FACEBOOKpublishesthe following questionandanswer:
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CanI opt out of seeingor beingfeaturedin sponsoredNewsFeedstories?While thereis no way to opt out of seeingall or being featuredin any SponsoredStories,you can removespecific storiesby clicking the "X" displayedin the upperright side of a story andchoosingthe appropriateoptionwhenprompted.
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q=I9723 com/help/?fa SponsoredStorieshttp://www.facebook.
1 8 28.
FACEBOOK,itself The of Use are"challenging"for to understand.
1 9 acknowledgesthis: 20
Many websites'privacy policies are challengingfor peopleto understandbecausethey are often written for regulatorsand privacy advocates, not the majority of peoplewho actuallyusethosewebsites. Our own hasbeencriticizedas being"5830 words of legalese"and "longer than the U.S, constitution- without the amendments." Okay, you're right. We agree that privacy policies can and should be more easily understood,. ...
2l 22 23 24
"A PrivacyPolicy PostedRe-imaginedFor sLike You", FacebookSite Governance (postedFebruary25, 20ll) https:/iwww.facebook.com/fbsitegovernance
25 26 27 'r9
29.
A memberis neverrequiredto activelyreador agreeto theof Use. Page6 FORDAMAGES COMPLAINT CLASSACTTON
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No consentis soughtor receivedfor a member'sactionin "Liking," o'Checking in," to beused
30.
an endorsement of the r,Even if had readthe of Use, they couldnot that their likenessesand nameswould be later used in SponsoredStoriesads sentto their Friends: SponsoredStories did not exist at the time the Class first ed,
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FACEBOOKneverproperly-if at all-notified of the drasticchanges to FACEBOOK' scheme. advertising
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31.
Wherea memberis a minor, no consentfor useof the member'sn€rme,photograph,likeness
identityis soughtor receivedfrom the minor's parentor legal guardian,
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32.
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informationusedin the endorsedment.
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33.
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The of Use containthe following choiceof law clause: You will resolveany claim, causeof actionor dispute("claim")you havewith us arising out of or relating to this Statementor Facebookexclusivelyin a state or federal court located in Santa Clara County. The laws of the Stateof California will govem this Statemenf as well as any claim that might arise betweenyou and us, without regardto jurisdiction of the courts conflict of law provisions.You agreeto submitto the personal locatedin SantaClaraCounty,Califomia for thepurposeof litigatingall suchclaims.
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The memberis deprivedof paymentfor the useof his or her profile image,nameor any
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Statementof RightsandResponsibilities,Section15.1http:/lwww,facebook.com/.php?ref:pf FactsConcemingPlaintiffs' Actions
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34.
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2011.
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35.
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action.
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36.
Plaintiffs' eachPostedcontentto their NewsFeedson ot afterJanuary25,2011.
22
37.
Plaintiffs are informed and believe,and thereuponallegethat their postedcontent,or some
23 24 25
Plaintiffs Fraley, Wang and Mainzer eacheda Facebookprior to Jantnry25
Plaintiffs' shave been continuouslyactive sincethat time and up to the date
thereof, along with their respectivenames, photographs,likenesses,or identities, appeared endorsements of a Facebookr,product or service0n one or more of the Facebook accessed by their FacebookFriendsthroughthe FacebookSponsored Storiesadvertisingservice.
26 27 1e
PageT CLASS ACTION COMPLAINT FOR DAMAGES
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2 3 4 )
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38.
In otherwords,their picfuresand namesweremadeto appear aspart of ments for
party companieswhoseproductsthey may or may not haveconnected with once.Their "Friends" saw what appearedto be an mentappearingon their Facebookpages,with Plaintiff Fraley Plaintiff Wangor Plaintiff Mainzer's profile imagescombinedwith statements suchas "Angel likes fProductXJ," "Paul Wang has checkedin to [rlocationY]," or "SusanMainzer fProductZ]." 39,
Plaintiffs never consentedto the use of their nEunes, photographslikenesses,or identities
or sell productsor servicesor brandsthrough the FacebookSponsoredStoriesadvertisi
8
service.
9
40'
Thevalueof usingthename,photograph, likenessor identityof a Friendis measruably hi
10
than of using suchitems of a personunconnected with the personto whom the ment is bein
lt
shown.Thatvalueis measurablein dollarson a classwidebasis.
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41.
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photographslikenesses and identities,andwerethusharmed.
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42,
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or services.
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Plaintiffs were deprived of fair market value remunerationfor the use of their
Plaintiffs' reputationswere harmedby the implied endorsement of rsor their
V. CLASS ACTION ALLEGATIONS 43.
Plaintiffclass. The classsoughtto be represented is definedasfollows: AII edof facebook.comas of January24,2011in the UnitedStates
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who are natural personsand who have had their names,photographs,likenessesor
20
identitiesusedin a FacebookSponsoredstoriesment (,,theclass").
21 22 23
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Excluded from the Class are (a) FACEBOOK, its officers and directors,legal representatives, successors or assigns;(b) any entity in which FACEBOOKhasor had a contolling interest;(c) thejudge to whom this caseis arsignedandthejudge'simmediate family; (d) anyjuror selectedto hearthis case.
44. TheClassis composed of thousands if notmillionsof persons, andis therefore sonumerous
25 der in this action would be impracticable,The dispositionof their elaimsthroughthis class 26 27 19
Page8 CLASSACTIONCOMPLAINT FORDAMAGES
I .)
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will benefit Class,the partiesand the courts.Upon inforrnationandbelief,FACEBOOK over 600 miliion worldwide,and over 148million personsin the Class. 45.
Upon informationandbelief, the identitiesand informationof the individual
the ClassareavailablethroughFACEBOOK'selectronicrecords.
46,
Thereis a well-definedcommunityof interestin questions of law andfact affectingthe
These questionsof law and fact predominateover individual questionsaffecting individual C
6
,including,but not limited to, the following:
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r
8
Whether Plaintiffs and the Class consentedto the use of their names, photographs,likenesses, or identitiesin Sponsored Stories;
9
r
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WhetherFACEBOOK gaineda commercialbenefitor someotheradvantage by using Plaintiff and the Class' names,photographs, likenesses,or identitiesin
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SponsoredStories;
12
o Whether Classare entitledto damagesas a resultof FACEBOOK's
13
conduct,and,if so,what is the measureof thosedamages;
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o
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WhetherFACEBOOK's conduct describedhereinviolatedCalifornia'sUnfair CompetitionLaw (Cal. Bus. & Prof. Codeg 17200,et seq.);
o WhetherFACEBOOKwas unjustlyenrichedasa resultof its conductdescribed
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herein;and
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WhetherFACEBOOK violatedCalifomia Civil Codesection3344.
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what the value of an endorsementby a non-celebrityis in a social network
20
ment; FACEBOOK engagedin a cornmoncourseof conductgivingrise to the legalrightssoughtto
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47.
22
enforced by Class .Similar or identical statutoryand common law violations,
23
practicesand injuries are involved. Individual questions,if arry,pale by comparisonto the
24 2s 26 27 1e
commonquestionsthat dominate. 48.
The injuries sustainedby of the Classflow, in eachinstance,from a cofirmon
of operativefacts.In eachcase,FACEBOOKcausedor permittedthe unauthorized appropriationof
Page9 FORDAMAGES CLASSACTIONCOMPLAINT
I 2 3 4 5 6 7 8 9
Plaintiff andthe Class'names,photographs,likenesses or or identitieswithout adequate notice,consent,or opportunityto withdraw from participation. 49.
Giventhe similar natureof the Class'claims andthe absenceof materialdifferences
the statutesandcommonlaws uponwhich the Class'clairns arebased,a nationwideclass be easilymanagedby the Courtandthe parties. 50.
Becauseof the relatively small size of the individual Class'claims,no Class
could afford to seeklegalredresson an individual basis. 51.
Plaintiffs' claims are typical of those of the Class as all of the Classare
affectedby FACEBOOK'suniform and abtionableconductasallegedherein.
52. FACEBOOKhas actedand failed to act on groundsgenerallyapplicableto Plaintiffsand
10
other of the Class,requiring the Court'simpositionof uniform relief to ensure
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standardsof conducttowardthe of the Class.
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53.
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competentand experiencedin classaction litigation. Plaintiffshaveno interestsantagonisticto, or
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conflict with, the Classthat Plaintiffs seekto represent.
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54.
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discovery.
Plaintiffs will fairly and adequatelyprotectthe interestsof the Classandhaveretained
Plaintiffs reserve the right to revise the above class definition basedon facts learned
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FIRST CAUSE OF ACTION
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(Violafion of California's Right of Publicity Statute,Civil Code $ 3344)
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55.
Plaintiffsincorporateeachof the foregoingallegationsasif fully setforth herein.
56.
California's Right of Publicity Statute,California Civil Code g 3344 et seq.protects
from the unauthorizedappropriationof the person'sidentitybyanotherfor commercialgain. 57.
During the Class period, FACEBOOK and Does 1-100knowingly used Plaintiffs'
photographs, or likenessesto directly or sell a productor service.
23 24 25 26 27 ?R
58.
FACEBOOKdid not havePlaintiffs'consentto do so.
or otherconsideration 59. Plaintiflsreceivedno compensation for FACEBOOK's(and/orDoesI 100)usethereof. 60.
Plaintiffswereharmedbv FACEBOOK'sactions. Page10 CLASS ACTION COMPLAINT FOR DAMAGES
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61.
Useof Plaintiffs' names,photographs,and likenessesweredirectly connectedto FACEBOOK'
and/orDoesl-100's commercialuse. 62.
FACEBOOK'sand Does 1-100'sactionswere a substautial factorin Plaintiffs' harm.
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63. Thements werenot usedin conjunction with news,publicaffairs,a sportsbroadcast or a political campaign. 64.
Eachincidentis a separateand distinctviolation of Cal.Civil Code$ 3344.
65.
Plaintiffs and of the Classthereforeseekinjunctiverelief and othersuch
andotherequitableor declaratoryrelief as may be appropriate.
8
66.
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3344(a) in the amount equal to the greater of $750 per inciden! or actual damages,aay
10
attributableto FACEBOOK's (and Does l-100's) illegal actionand not takeninto into
II
damages,punitivedamages,attorneysfeesand costs,andany reliefasmay be appropriate.
Plaintiffs and of the Class also seek remedyas provided for by Cal. Civ, Code
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SECOND CAUSE OF ACTION (Violation of Cal. Bus.& Prof. Code$17200)
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67. Plaintiffsincorporateeachof the foregoingallegationsasif fully setforth herein. 68. As describedherein, FACEBOOK's (and Does l-100's) nonconsensual use of its names,photographs,likenesses,and identitiesis a violation of California'sRight to Publicify S Civil Code$ 3344,and of the commonlaw privacy tort, appropriation of another'slikenessor
for commercialgain.
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69, Theseviolationssatisffthe*unlawful"prongof theUnfairCompetition Law("UCL"),Cal.Bus
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et seq. & Prof.Code$ 1.7200,
20
prongof the UCL by 70, FACEBOOK(and Does i-100) violaledthe "fraudulent"
2l
representingthat have full conhol prevent their appearancein Facebook
22
including SponsoredStories, when in reality there is no rneaningfulway to prevent one's
23
photogaph,likenessor identity from appearingas an endorsenent in Sponsored Stories,
24
71.
z)
inability to meaningfullyopt out of SponsoredStories,FACEBOOKviolatedthe"fraudulent"prong
Alternatively,to the degreethe of Use weremodifiedto truthftlly representa member'
26 27 1Q
Page1l FORDAMAGES CLASSACTIONCOMPLAINT
the UCL by knowingly and intentionallyfailing to seekand acquireinformedconsentregarding
I
changesto the of Use.
2
72.
FACEBOOKviolatedthe "unfair" prong of the UCL by leadingto believetheycan
J
out of advertisingendorsements, encouragingto weaveFacebookinto their lives suchthat i
4
becomesindispensibie,and then introducingan advertisingservicefrom which areunable
5
opt out.
6 7 8 9
73.
FACEBOOK violated the "unfaiC' prong of the UCL by intentionally profiting from
nonconsensualendorsementsextracted from without sharing those profits with . 74.
FACEBOOK's unfair, deceptiveand fraudulent practicesoriginated from and/or occut
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pdmarily in California. Decisions concerning the creation of SponsoredStories were made
t1
partof its computersystems Califomia,FACEBOOKmaintainsall or a substantial that serve
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Facebookin Califomia, and all or a substantialpart of the codeand contentthat comprise
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Storiesis developedand deployedwithin and from Califomia.
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75.
15
ening FACEBOOK (and Does 1-100) from continuingto engagein the unlawful, unfair
t6
fraudulent conductdescribed herein.PlaintiffsseekanorderrequiringFACEBOOK to (1)immediatel
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ceasethe unlawful practicesstatedin this Complaint,and (2) awardPlaintiff and the Class
l8
costsandattorneys'feespursuantto Cal.Codeof Civ. Proc.$ 1021.5.
T9 20 2l
76.
Pr.rsuantto Cal. Bus. & Prof. Code E 17203,Plaintiffsseekan orderof this Court
Plaintiffs eachlost moneyto which they wereentitledin the form of compensation for the useo
their imagesand names,and in which they had a vestedinterest,by virtue of FACEBOOK's(and
1-100's)conduct, Theyareentitledto restitutionof suchsums. THIRD CAUSEOF ACTION (UnjustEnrichment)
22 23
77. Plaintiffincorporates eachof theforegoingallegations asif fully setforthherein.
24
I
25
FACEBOOK (and Does l-100) hasreceivedand retainedmoneyfrom rs,a portion of whi
L
Plaintiff and the Classhave confeneda benefituponFACEBOOK(and Does l-100)
26 27 19
Page12 ACTION COMPLAINT FORDAMAGES CLASS
1
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likenesses belongto Plaintiffs and the Classas a resultof co-optingnames,photographs, identities,andplacingthem in paid-foradverfisements--Sponsored Stories-as describedherein. 79.
FACEBOOK(andDoes l-100) appreciates or hasknowledgeof saidbenefit.
80,
(andDoesl-100)shouldnot Underprinciplesof equityandgoodconscience, FACEBOOK
J
4 5 6 'l
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permittedto retainmoneybelonging asa resultof i to Plaintiffsandthe Classthatit unjustlyreceived actions. 81.
(andDoes1-100's PlaintiffsandtheClasshavesufferedlossasa directresultof FACEBOOK's
conduct. 82.
Plaintiffs, on their own behalfand on behalf of the Class,seekthe impositionof a
trust on and restitution of the proceedsFACEBOOK (and Does 1-100) receivedas a result of i
10
conductdescribedherein,as well as attorney'sfeesand costspursuantto Cal. Civ, Proc,Code$ rc2t.5.
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83.
12
for the following relief:
13
PRAYER FOR RELIEF WHEREFORE,Plaintiffs individuallyand on behalfof the Class,
r
Certify this caseas a classaction on behalfof the Classdefinedabove,appoint
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Plaintiffs Angel Fraley, Paul Wang and SusanMainzer as classrepresentatives,
ls
and appointtheir counselas Classco-counsel;
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Declare that FACEBOOK's actions,as describedherein, violate the Califomia
t7
Right to Publicity Act (Cal. Civ. Code $ 3344),violate the Unfair Competition
l8
Law, andhaveled to unjustenrichment;
l9
to protectthe interests Award injunctive and other equitablerelief asis necessary
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of the Plaintiffs and the Class, including, inter alia, an order prohibiting
2l 22 23 24
FACEBOOK from engaginginthe wrongfi:l andunlawfulactsdescribedherein; DisgorgeFACEBOOK of all revenueearnedfrom its SponsoredStoriesfeanue during the classperiod; Award damages,incluciingstatutorydamageswhere applicable,to Plaintiffs and the Classin an amountto be determinedat fiial:
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Page13 CLASS ACTION COMPLAINT FOR DAMAGES
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Awardall economio, darnagos monet&y,actual,consquential, andcompcruabry
2
caused by FACBOOK's (andDoesl-100's)conduct, andif its conductis proved wi[flil, aunard P.laintiffsandtheClasscr(wrplarydamages;
3 a
Awardpurdtivedamages;
a
Au'ardrectitutionagairutFACBBOOK(andDoest-100)for all moneyto which
4 5
Plaintifrsandthc Classerceirtitledin equity;
6
Awud Plaintiffi andthe Classtheir rcasonable litigationE(penses andattorneys'
7 8
feer; o Awad Plaintiffs and thc Classpre. aud pst-judgmontlnterest,b tlrc cxte*
I l0
allowable;and r
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JONAII{ANE. DAVIS STE\ryN&VEINIVTANN TIIDARNSLAWFIRM 515FolsonSffi,3rdFloor
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Page14 ACTION COMPT.AINT CI.ASs FORDAMAGES
sos.ca.gov/cbs.aspx http;//kepler.
Entities- BwinessProsams Business Search- Business
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istration Elections BusinessPrograms Political Reform
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Data is updated weekly and is current as of Friday, March 04, 2011. It is not a complete or certified record of the entity.
Entity Name:
FACEBOOK, INC.
Main Page
Entity Number:
C2711108
Service options
Date Filed:
72/15/2004
Name Availability Forms, Samples & Fees
Ju r isd ictio n :
D E LA WA R E
A n n u a l / B i e n n i a l Sta te m e n ts
Entity Address:
1601 S. CALIFORNIAAVENUE
Filing Tips
Entity City, - " State, t;;-'
PALo ALro cA e4304
Ag e n t fo r Se r vi ce of Process:
IN C OR P OR A TION S E R V IC EC OMP A N WH Y IC H WILL D O B U S IN E S S CALIFORNIAAS CSC - LAWYERSINCORPORATING SERVIFE
Agent Address:
2730 GATEWAYOAKS DR STE100
Agent city, state, Zipt
sacRAMENTo cA 95833
Information Requests (certificates,copies & 5LdLU5
| s PUr
t 5, '
Service of Process FAQs fnformation Resources - Business Resources - Tax Information - S t a r t i n g A B u s i n e ss - f n t e r n a t i o n a l B u sin e ss Relations Program Customer Alert ( m i s l e a d i n gb u s i n ess s o li c i t a t i o n s )
x Indicates the information is not contained in the CaliforniaSecretarv of If th e sta tu s o f the corporati oni s "S urrender,"the agent fdr servi ce of processi s automat i c al l y information relating to revoked. Pleaserefer to California Corporations Code g_e_c!_i-o_r-r l!!!_for
serviceuponcorporations that havesurrendered. For informationon checkingor reservinga name,referto lla,me',A.lla,_ilab_ilily. For informationon orderingcertificates, and/orstatusreportsor to requesta copiesof documents more extensivesearch,refer to fn_f"qr.,!Ie"t-io_n B.eg!r_ep!-C. For helpwith searchingan entity name,refer to 9Sg"fph.Trp^9. q!-{Slqlrlg For descriptionsof the variousfieldsand status types, refer to Flerld__D _-s.r4p_!I9,!s.. Definitions.
s*eg_r_qh Neur"S_eFl._h P..r_ilter_r_riplC_fy _9q9F !o_Seersh.Egs,H!_!g "l'.,to^djfyPriy?sy-s-!"ple-n9"n!l[rgp.pgqf nre[!-Rsi"d-ei9 Secretary Copyright of State O 2011 California
I of I
3llll20ll2:34PM
For Court UseOnly
Attorney or Party withoul Atlomey:
ROBERTS,ARNS(SBN6s071) THEARNSLAW FIRM 5I5 FOLSOMST.3RDFLOOR CA 94105 SANFRANCISCO, Telephone No: 415 495-7800 lnef Na or File No.:
I FACEBOOK
Attorneyfor:Plaintiff Insert name of Court, and ,ludicial District and Branch Court:
SANTACLARACOLNTY SUPERIORCOURT PtainrifJ: ANGEL FRALEY, et al. DeJendant: FACEBOOK, lNC,
PROOFOF SERVICE SUMMONS& COMPLAINT
Hearing Dale:
Time:
Dept/Div:
CaseNumber:
l I lc v t 9 6 1 9 3
1. At thetimeof serviceI wasat leastI 8 yearsof ageandnot ctpafty to thisaction. 2. I servedcopiesof theSUMMONS;CIVIL CASECOVERSFIEET;CLASSACTIONCOMPLAINTFORDAMAGES;CIVL LAWSUITNOTICE;ADR INFORMATIONSHEET. J.
a. Party served: b. Personserved:
FACEBOOI(,INC, a corporation BECKYDEGEORGE, PROCESS SPECIALIST, CSC,ED AGENT
Addresswhere theparty was semed:
2730GATEWAYOAKSDRIVE SUITElOO SACRAMENTO, CA 95833
I servedtheparty: a, by personalservice,I personallydeliveredthedocuments listedin item2 to thepartyor personauthorized to receiveserviceof process for theparry(l) on:Fri.,Mar. I l, 201I (2) at:3:55PM wascompleted 6. The"Noticeto thePersonSeryed"(ontheSummons) asfollows: on behalfof: FACEBOOK,fNC, a corporation (corporation) UnderC416.10 Personllho SenedPapers: a.JONATHANSHISLER
Recoverable CostPerC1033.5(aXaXB) d. The Feefor Servicewas:
1814"1"Street CA95814 Sacramento, Telephone (916) 444-5111 (916) Fax 443-3111 www.f irstlegal network.com
e. I am: (3) edCaliforniaprocess server (, IndependentContractor (ii) RegistrationNo.: (iii) County:
2008-10
(iv) ExpirationDate:
Fri, Feb.03,2012
8, IdeclareunderpenaltyofperjaryunderlhelawsoftheStateofCaliforniathattheforegoingis
Sacramento
e and correct,
Date:Ilon, Mar.14,2011 JudiciolCouncilFormPOS-0f0 RevJanuaryI,2007 Rule2,150,(a)&(b)
sufrtPoRfbglC8ffiLiln'
2.thear.352954
ATTACHMENT CV.sO12
CIVIL NOTICE LAWSUIT Superior County Courtof California, of Santa Clara 191N, FirstSf,,SanJose,CA 95113
CASENUMBER:
PLEASEREADTHISENTIREFORM (theperson youmustserve PUINTIFF eachDefendant suing):Within 60daysafterfilingthelawsuit, withtheComplaint, (ADR) Summons, Dispute Reso/uflon Informatlon anAlternative anda copyofthisCivilLawsuitNotlce,andVoumustfile Sheef, written of suchservice oroof yourrights: (Theperson sued): Youmustdoeachofthefollowing DEFENDANT to protect intheCIerk's response legalforn orfornat, 1 Youmust filea written totheComplatnt, usrng theproper Office ofthe you were within 30daysofthedate served withtheSummons andConplaint, Court, s a t t o rn e y o ro n t hifePPlalaininh t iftas iff fn o acopyofyourwrit t e n re s p o nPsla e in o nt if t hf e 2 Yo u m ustservebymail "serve yourself (to and by mail" means to have an adultotherthan mailacopy); attorney thefirstCase Management Conference. 3 Youmustattend instructions, Warning: lf you,astheDefendant, donotfollow these youmayautomatically losethiscase, Courlof Californla RUTES ANDFORMS; Youmustfollowthe California Rules of Courtand theSuperor County of Santa Clara forms,keeof charge, from forms.Youcanobtainlegalinformation, viewtherulesandreceive LocalCivilRulesanduseproper (Select'Civil")orfrom, x-2926), wvvw scselfservice.orq SanJose(408-882-2900 theSelf-Help at 99NotreDameAvenue, Center . .
Forms:www.courtinfo.ca,qov/forms andwuv courtinfo,ca,qov/rules Council StateRulesandJudicial v.sccsuperiorcourt,orq/civil/ruleltoc.htm LocalRulesandForms:htto://wv
(CMCI:Youmustmeetwiththeotherparties anddiscuss thecase,in person or by CASEMANAGEMENT C?NFERENCE fill and a Case Management Statement You must also out, file serve at least30calendar daysbefore theCMC. telephone, (Judicial daysbefore Council formCM-110) atleast15calendar theCMC. bytelephone - seeLocalCivilRuleB. Youor your attorneymustappearat theCMC.Youmayaskto appear YourCaseManagement Judgeis: Honorable James Kleinbere
Depariment:
, .8'ne.63f Thel'tcMC isscheduIed tfiUbot -, T ::.r
frme;lo: ooau inDepartment: t orhased) byparty ifthelstCMC wascontinued ThenextCMCis scheduled for; (Completed Time: _
Date:
inDepartment:
(ADR):lf allparties andfileda completed ADRStipulation Form(local haveappeared ALTERNATM DISPUTE RESOLUIIOI'I of anADRStatus Conference. wiilcancelthe CMCandmailnotice theCourt atleast15daysbefore theCMC, formCV-5008) (408-BB2-2100 fora listof x-2530) orcalltheADRAfministrator VisittheCourt's website atwww,sccsuperiorcourtorqlcivil/ADR/ andtheirqualifications, seruices, andfees ADRproviders of Court ortheLocalRulesof Court Rules if youdonotfollow theCalifornia WARN/|'/Gr maybeimposed Sanctions
F o r mC V - 5 0 1 2R E V7/0 1 /0 8
NOTICE CIVILLAWSUIT
Page 1 of 1
SUPERIORCOURT OF CALIFORNIA, COUNTY OF SANTA CLARA ALTERNATIVE DISPUTE RESOLUTION INF'ORMATION SHEET / CIVIL DTVISION Many casescan be resolvedto the satisfactionofall partieswithout the necessityoftraditional litigation, which can be expensive, time consuming,and shessful.The Court finds that it is in the best interestsof the partiesthat they participatein altemativesto traditionallitigation,includingarbitration,mediation,neutralevaluation, specialmastersandreferees, andsettlement conferences. Therefore,all mattersshall be referredto an appropriateform of Altemative Diipute Resolution(ADR) beforethey aresetfor trial, unlessthereis goodcauseto dispense with theADR requirement. llhat k ADR? ADR is the generalterm for a wide varietyof disputeresolutionprocessesthat are alternativesto litigation. Types of ADR processesincludemediation,arbitration,neutralevaluation,specialmastersand referees,andsettlementconferences,amongothi:rs forms. llhat are the ad,vantages of choosingADR insteadof litigation? ADR canhavea numberofadvantages overlitigation: < ADR can savetime.A disputecanbe resolvedin a matterof months,or evenweeks,while litigationcantakeyears. < ADR can savemoney.Attomey'sfees,courtcosts,andexpertfeescanbe reducedor avoidedaltogether. < ADR providesmore participation,Partieshavemoreopportunities with ADR to express their interestsandconcems,insteadof focusingexclusivelyon legalrights. < ADR providesmore control and flexibilify.Partiescanchoosethe ADR processthatis mostlikely to bring a satisfactory resolutionto theirdispute. < ADR can reduce stress.ADR encourages cooperationand communication,while discouragingthe adversarialatmosphereof litigation. Surveysofparties ivho haveparticipatedin an ADR processhavefound much greatersatisfactionthanwith partieswho havegonethroughlitigation. What are lhe main forms of ADR offered by the Courl? < Mediation is an informal,confidential,flexibleandnon-bindingprocessin the mediatorhelpsthe partiestounderstandthe interests ofeyeryoneinvolved,andtheirpracticalandlegalchoices.The mediatorhelpsthepartiesto communicate befter, explorelegaland practicalsettlementoptions,andreachan acceptablesolutionofthe problem.The mediatordoesnot decidethe solutionto the dispute;the partiesdo. < Mediationmay be appropriate when: < The partieswant a non-adversaryprocedure < The partieshavea continuingbusiness or personalrelationship < Communicationproblemsare interferingwith a resolution < Thereis an emotionalelementinvolved < The partiesare interestedin an injunction,consentdecree,or other form of equitablerelief < Neutral evaluation,sometimes called"Early NeutralEvaluation"or "ENE", is an informalprocessin which the evaluator, an experienced neuhallawyer,hearsa compactpresentation ofboth sidesofthe case,givesa non-bindingassessment ofthe strengths andweaknesses on eachside,andpredictsthe likely outcome.The evaluatorcanhelp partiesto identiff issues, preparestipulations, and draftdiscoveryplans.The partiesmay usethe neutral'sevaluationto discusssettlement. Neufal evaluationmay be appropriatewhen: < The partiesare far apartin their view of the law or valueof the case < The caseinvolvesa technicalissuein which the evaluatorhasexpertise < Caseplanningassistance would be helpful andwould savelegal feesand costs < The partiesareinterested in an injunction,consentdecree,or otherform ofequitablerelief -over-
ALTERNATIVE DISPUTE RESOLUTION INFORMATION SHEET/CIVILDIVISION cv-5003 REV6/08
SUMMONS
FORCOURTUSEONLY (SOLOPARAUSODE U CORfq ---
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YOUAREBEINGSUEDBY PLAINTIFF:
yourespond youwilhoulyourbeingheardunless wilhin30days.Readtheinfomation Youhavebeensued.Thecourtmaydscideagainst NOTICEI below. You have30 CALENDARDAYSafterthis summonsand legalpapersare seruedon you lo lilea writtenresponseal lhis courtandhavea copy servedon the plaintiff,A letteror phonecallwili not prolsctyou. Your wriltenresponsemusl bein properlegalform if you wanl lhe courtto hearyour case.Theremay be a ciud form that you can use for your response.You can find thesecourtforrnsand moreinformalionat lhe CalifomiaCourts your e,ountylaw library,or the courthouse neareslyou. lf you cannolpaythe filingfee,ask OnllneSelFHelpCanter(tnwt.courlinfo.ca.govlselhelp). the courl clerkfor Efee waiverfom. lf you do not lile your responseon time,you may losethe caseby defaull,and yourwages,money,andpropelty may be takenwr'lhontfudherwarnlngfrom lhe court. You may wantto call an attorneyrightaway.lf you do notknowan attotney,you maywanl to callan attomey There are otherlegalrequirements. referralservlce.lf you cannotaffordan altomey,you may be ellglblefor free legalserulcesfroma nonptofitlegalservlcesptogram.Youcan locate theCaliforniaCourtsOnlineSetf-HepCenter these nonprofitgroupsat the CalifomiaLegalServicesWeb site (wwulawhelpcalifomia.orgj, (wttm.audinfo.ca.govlselfitelp), or by contaclingyour localcourtor countybar association.NOTE:The courlhas € statutorylienfor waivedfees and cosls on any settlemontor arbitrationawardof $10,000or more in a civilcase.The courl'slienmuslbe paidbeforethe courtwill dismisslhe case, IAWSO1Lo handemandado. Sl no rcspondedentro de 30 d/as, la cortepueda dacldit on su eonlrasin escucharsu versi6n.Leala informaclhna continuacihn. tiene 30 DIASDE CALENDARIOdespu€sde que le enteguen esta citaci6ny papeles legalesgara prcsentaruna respuestapor escritoen esta coftey hacer que se entegue una copia al demandante.Una carta o una llamada telefbnicanolo protegen.Su respueslapor escritotieneque estar en formato legal conecto sidese€ que procesensu csso en Ia cofte. Es postbla que hayaun fomulaio que ustedpueda usarpaa su respuesla. .gov),en la Puetie ennt'ar estos formulariosde la cofte y mds intormacihnen el Centrode Ayuclade ,EsCor{esde Cafifomiafwvt'w,sucorte,ca bibliotecade leyes de su condado o en la cofte que le quede m6s cerce. Si rn puede pagarIa wota de presentaci6n,pida al secretariode la code quele cl6 un formularlode exenci6nde pago de cuotas.Sl no presenla su respuesla a tlempo,puede perderel casopor lncumplinientoy Ia corte le podrd quitar su sueldo,dinaro ybienas stn mds adveftencia. Hay otros requisitoslegales,Es recomendableque llame a un abogado inmediatamenta.Si no conocee un abogado,puede llamar a un sewiciode remisiana abogados,Si no puede pagara un abogado,es posible gua cumpla eon los requlsitospan oblener servlciosleEalesgratultosde un prcgrcma do sevicios legalessin llnes de lucro. Puede encontrarestos grupos sin finas-delucn en el silioweb de Califomia Legal Seruices, (www.lawhelpcallfomia.org), en al Centrode Ayuda de las Corfes de Califomie,(wwwsucorte,ca.gov)o poniAndoseen cantactoconla corteo el colegiode abogadoslocales.AVISO: Por ley, la code tiene derecho a reclamar las caotasy /oscostos axentospor imponerun gavamet sobt€ cualquierrecupenci1n de $10,000 6 mds de valor rccibida medianteun acuetdo o una concesilnde arbltraJeen un casode derechocivll, Tienequa pagarel gravamende la cofte antesde que la cofte pueda desecharel caso.
The name and addressof lhe courtis: (EI nombrev dimccihn de la cottP eg:
;' YT L SSI S $
OF CAIIFORMA, COUNTYOF SANTACLARA SLTPEfuORCOURT l9t N FirstSteet,SanJose,CA 95113
is: The name,address,andtelephonenumberof plaintiffsattomey,or plaintiffwilhoutanattorney, abosado del demandante,o del demandanteque t no tieno abogado,?4: (El nombre,E nombre.la direccihn nhmerc de telhfonodel abogado llrecci6n yv el n0m.erc-de_tel6fono
FaxNo.:(415)795-7888
E. Davis @ar# 191346) Jonathan
_l_l \. l_1ilil,
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Clerk,bPAV[]]L Yrtfr4AliAi{r (SecrBf
,
) ',:..,,.. '" .rl ;
, Deputy (AdJunto) @dJunk
(formPOS410)-) proofof service useProofofServiceof Summons of thissummons, (POS410)). Proofof Serviceof Summons, de eslacitati6nuseel formulario de entrega a prueba NOTICETOTHEPERSONSERVED:Yciuareserved defendant. 1, l-l as anindividual 2. fasthepersonsuedunderthefictitiousnameof(specify): 3 l-l
on behatfof (specify):
under:l-l c 416.10(corporation) tl corporation) l--l c 416.20(detunct n or partnership) l---l C416.40(association E other(specify): l-l 4. ideliveron (date): bypersonal Fom Adopted fd M8ndatolyUs JudiEidCguncilo{ CElilDmia SUI#100lRev Jt y1,20091
SUMMONS
C416.00(minor) (cgpservatee) C416,70 person) (authorized C416.90
Cod! of CMI P@dur€ SSt11220,4S
lif i'frfl? LxisNexifiAutonotedCaliforntanai"iiitffi
jlL"fiil'"ff8:HilfJ'"?dll'f
a'nmbeL and 8d dE#): lTl'8"{6'*o"
The Ams Law Firm 515 FolsomStreel Third Floor SanFrancisco. CA 94105 rer-ernoue io.: (415) 495-7E00 rnrto.:(4I5)795-7888 ATToRNEv FoR ruan'r'Ansel Fralev.Paul Wane.and Susanlvfainzer.et al.. Plaintiffs
,:.
I,IAIL${GADDRESS:
' : !: t. |
i't
NAMtr.
CASENAME:
Fraley,et al. v. Facebook,et al. counte,
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der JUDGE:
Filedwilh first appearanceby defendant (Cal.Rulesof Court,rule3,402)
must
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ComplexCaseDesignation l-l
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crwAr.rDaP cooeSan Jose95 I l3
CIVILCASECOVERSHEET lT-l untiritd ELimited (Arnount (Amount demanded is demanded or less) exceeds $25,000) $25,000
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couNwoFSANTA CLARA couRroFcALrFoRNrA, 3upERroR STREETADDRESS: 191 N FirSt Street
RPANCH
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DEPT
instructionson
1. Checkone box belowfor the case type lhat bestdescribesthls case: Complex CivilLitigation Provlslonally lcal. Rulesof Court,rules3.400-3.403) (03) enttrusrrraderegulation n (10) Consrruction defect f] Masstort(+o) n (28) liligation Securities f] Environmenlal/Toxic tort(30) E fl In.uranr"coverage claimsadsingfromthe abovelistedprovisionally complex case gpes(41) Enforcement of Judgment n (20) Enfor.rrentofjudgment Miscellaneous eivll Complalnt
l-] nrco(zz) D
O,ng complainl(nol specifiedabove)(42)
Civil Petition Mlecellaneous pannersnip govomanc€ (21) andcorporate petilion (nof (43) spacifiedabove) Otn.,
E lTl
l-l Othrr"rplovment(15) is not 2. Thiscase Xl is
review(39) [-l otrreriuoioial complexunderrule3.400of the CaliforniaRulesof Court.If the caseis complex, complex markthe
judicial management: factors requiring exceplional parties 6.l-[] urge numberof represented witnesses a. f] Largenumberof separately withrelatedactionspending in oneor morecourts O.lTl gxtensive motionpracticeraisingdifficultor novel e. l-l Goordination inothercountles, court issuesthatwillbetime-consumlng to resolve states, orcountries, orina federal judicialsupervision postjudgment evidence c. E amountof documentary f. l-l Substantial Suostantial
3. 4. 5, g.
sought(cfieckallthatapply):a.[Tl monetary b.fF] nonmonetary; declaratory Remedies or Number ofcausesof action(specify): THREE (3) l--l is not a classadionsuit. Thiscase fFl i. lf thereareanyknownrelatedcases,fileandservea noticeof relatedcase.(Younay
relief c.l X lpunitive
Date:Marsh11,2011, JonathanE. Davis
'-l
r Plaintiffmustfile this coversheetwith the first paperfiled in the actionor proceeding(exceptsmallclaimscasesor casesfiled Code).(Cal.Rulesof Gourt,rule3,220,)Failureto file mayresult undertheProbateCode,FamilyCode,or Walfareand lnstitutions in sanctions. r Filelhiscoversheetin additionto anycoversheetrequiredby localcourtrule. r lf thiscaseis complexunderrule3.4O0et seq.of the CaliforniaRulesof Court,youmustservea copyof thiscoversheeton all otherpartiesto the actlonor proceeding. r Unlesslhis is a collections purposes caseunderruie3.740or a complexcase,thiscoversheetwillbe usedfor statistical Form Adoflsd tor Msrdalory Use Judbi8l Cffil ot Califomia cl+O10lRw, tuly 1,2@71
CIVILCASECOVERSHEET
Cal"Rulssd Cout illoo 2.30.3.220,3.40H,1o3, 3.74q Cd Slqdards of JudEislAdtnhi8fdiott std 3 l0 w.etttin{o'ca'ggv IexisNexis@ Automated California Judiclal Council Funs
IN ST R U C T IO NO S N H OWTO C OMP LE TETH E C OV E RS H E E T To.Flaintiifs and Others Filing First Papers. lf you are filing a first paper (for exarnple,a complaini)in a civil case,you must completeand file, alongwith your first paper,ihe Civil CeseCover Sheel containedon page 1. This informationwill be usedto compile statisiicsaboui the iypes and numbers of cases filed You must completeitems 1 through6 on the sheet. ln item 1, you must check l f.t h e c e s e f r i s b o t h a . o e n e r aaln d a m o r e s p e c i f i c t y p e o f c a s e l i s t e d i n i i e m l , o ne bo xfo rthe c as et y pet hat bes t c jes c r ibes t hec a s e checkthe more specificone lf the case has multiplecausesof action,check the box that best indicatesthe primary cause of action. To assistyou in conpleting the sheet, examplesof the casesthal belongunder each casetype in item I are providedbelow. A cover sheetmust be fi)edonly wiih your initialpaper. Failureio n-lea cover sheet with the firsl paper filedin a civil case may subjecta party, its counsel,or both to sanctionsunder rules2.30 and 3.220 of the CalifomiaRulesof Court. To Parties in Rule 3-740 Collections Cases, A "collectionscase" under rule 3.740 is definedas an action for recoveryof money owed in a sum siatedto be certainthat is not more than $25,000,exclusiveof interestand atiorney'sfees, arisingfiom a transactionin i n)gto: r t v,rhichp rop erty , s er v ic es , oim oney was ac quir e d o n c r A e dc iol l l e c {o n s c a s e d o e s n p t i n c l u d e a n a c t i o n s e e k i n g t h e f o l l o w( 1 damages, (2) punitive damages, (3) recovery of real property, (4) recovery of personal property,or (5) a prejudgmentwrit of attachmen! The identificationof a cese as a rule 3.740 collectionscise on this form rneansthat it will be exemptfrom the general tim*-for-servicarequirementsand case managementrules, unless a defendantfiles a responsivepleading. A rule 3.740 collections casewill be subjectto the requirementsfor serviceand obtaininga judgmentin rule 3-740 To Parties in Complex Cases, In complexcases only, partiesmust also use the Civil Case Cover Sheel to designatewhetherthe case is complex.lf a plaintifibelievesthe case is complexunderrule 3.400 of the CaiifomiaRules of Cou( this must be indicatedby compleiingihe appnpriate boxes in iteris 1 and 2. lf a plaintiffdesignatesa case as complex,the cover sheet mustbe servedwith the complainton all pariies io the action,A defendantmay file and ierue no later than the time of its first appearancea der in the that the case is not comple4 or, if the plaintiffhas made no designation,a designationthat plainiiffsdesignation,a counter-designation the case is complex. cAsE TypESANDEXAMpLES Auto Toft Auto (ZzFPersonal lnjury/Property Damagerurongful D'-ath Uhinsured Motorisl (<6) (i;the case involves an uninsured moloig claim subBct to ahitration, dled< this item ingead ot Auto) Other PUPDAID (Personal lnjury/ Property DamageMmn gful Death) Tort Asbesfos (04) Asbestos Property Damage Asbestos Personal lnjury/ Wongful Death Produd Uability (nof asbesfits or (241 Wic/eninnmenial) lvledicalMalpnctice (45) Medical MalpracticePhpicians & Surgeons Othar ProlessionalHealth Care Malpraclice Otirer PIIPD/WD (23) PremisesLiabiliiy(e 9.. sliP and iall) lntenlionalBodily InjuTPDAAD (e.9.,assault vandalism) lntentionallnllidion of EmotionalDslress Negligentlnfliclion of Emolional Distress Other PVPD A/D Non-PlfPD/WD (OthBr) Tort BusinessT ortrUnFahBusiness Practice (07) Civil Righb (e 9., discriminafion, ialse anest) lnol civil ha,essmenfl [08) Deiamaiion(e.,0.,slander,nb=l) ( 13 ) Fnud (16) InlelleciualPrDperty(19) ProtessionalNegligene (25) Legal Malpradice Olher Prot:ssional Malpractice (not medicalot legal) Other Non-PIFDruVDTorl (3t Employment Wrongful Terminalion (36) Other Ernploymenl(1fl
CfJ.Dl0 fRev July i, 2004
Gontract Breacfr of Conhad/Warranty (08) ' Breach of RentaVLease Conb-ad (not unlawful detainer or wmngful eviclion) Conbad/Warranty Breach-Seller Plaintiff (nof haud or negligence) NegligentBreach of ConhacU Warranty Oiher Breach oi Gontraclrl{ananty Colleciions(e-g-,moneyowed, open book s) (09) CollectionCas+-Seller Plaintifi Other PromissoryNote/Collections Insuranc€Coverage (nof pmvi sionally @r],plex)(18) Auto Subrogalion Other Coverage Other CDntracl(34 ConhactualFraud Other Conhad Dispute Real Properlry EminenlDomain/lnverse Condemnabon(14) Wrongful Eviction (33) Other Real Property(e.9.,quiel title)(25) Wril of Possessionof Real Property l\ilDrlgage Foredosure QUIeI
I |Ue
Other Real Propefty (not eminent do mein, landlord/t enant, or loredosu.r-) Unlawful Detainer Cornmercial(31) Residential(32) Drugs (38) lt the case involves il)egal drugs, check this tts-m:otherwise, repotl es CommeEial or Residential) JudiDial Revlew Assei Forhih.rc (051 PetitionRe: Arbit"ationAward (1 1) Writ of Mandate(02) Vvrit-+riministrativeMandamus \rvdt-lvlandamuson Limited Courl Case h4atler Wdl-Othet Limited Court Case Review Oiher Judlcial ReviEw (39) Review of Health Oficer Order Notice of ApDeal-Labor Commissiol=r Apl2eals
CIVILCASECOVERSHEET
Provisionally Compler Civil Litigation (Cal. Rules of Court Rules 3.400-3.403I AndhusVTradeRegulation (03) Conshudion Debd (10) Claims lnvolving Mass Tort (40) SecuritiesLitigation(28) Environmental/ToxicTorl (30) Insut-anceCoverageClaims (arising fnm pmisionally compler. Enforcement of Judgment EnfDrcementof Judgment (20) Abstrad of Judgmenl (Out of Countvl Confession of JudgmBntf,?ondomestic relailons) Sisier Stale Judgment istrativeAgency Award (not unpaid ts,xes) PetitionlOertificaEon of Entry of Judgment on Unpaid Taxes Other Enforcementof Judoment MiscellaneousCivil Complairt Rlco (27) Other Complaint (nol specified above) (471 Dedaratory Relief Only Injundive Relief Only (nonharassrnenfl MecfranicsLien OSrerCommercialComplaint Case (non-tqft/non-nmp Iex) Other Givll Comolaint (non+otunon-complex) MiscellaneousCivil Petition Parhership and Corporate , Govemance(21) Other Peffion (not specifred above) (43) Civil Harassmeni \\,orkolace Violence Elder/DependentAdr.rlt Abuse ElectiDnContest Petitionfor Name Change Petitionfor RenefFrom Lete Claim Other Civil Petition
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